MSE holds webinar on Corporate Advisory roles

 

 MSE holds webinar on new Corporate Advisory roles for Prospects MTF

 

The Prospects MTF operated by the Exchange provides a cost-effective opportunity for small and medium-sized enterprises (SMEs) to raise capital by issuing bonds or equity. To date all companies currently quoted on Prospects MTF have a Corporate Advisor who is responsible for the pre-application process as well as the application and post-admission stages.

The webinar introduced two new types of advisors in addition to the current corporate advisor framework. The first is the Admissions Advisor who will be responsible for the pre-application as well as the application and admission processes. The second is the Compliance Advisor who will be responsible for ongoing compliance with the Prospects MTF Rules and regulations following admission to the Prospects MTF platform. With the introduction of the Compliance Advisor, the issuer’s compliance officer will still be retained as the point of contact between the Compliance Advisor and the company in relation to the adherence of the said rules.